358.8(c)(2)
Name and Contact information for the Chief Compliance Officer

Andrew Murray
Chief Compliance Officer

1088 Sansome Street
San Francisco, CA 9411

Phone: 415-283-4032

Email: [email protected]

358.7(a)(1-2)
No Conduit Disclosures

None

358.7(c)
Notice of Voluntary Consent of Transmission Customer Information

None

358.7(d)
Written Procedures Implementing the Standards of Conduct

Procedure Pattern Energy Group, LP (PEG) Transmission Providers Pursuant to 18 C.F.R. Section 358

358.7(e)(1)
Names and Addresses of Affiliates with Marketing Function Employees (MFEs)

Affiliate List With Marketing Function Employees (MFE)

358.7(e)(2)
Facilities Shared by Transmission Function Employees (TFEs)/Marketing Function Employees (MFEs)

PEG Representatives, including PEG MFEs, do not share the same office space with the third-party Transmission Providers responsible for operating the SunZia Transmission assets and have restricted access, if any, to the third-party Transmission Providers’ facilities and offices.

358.7(e)(3)
Potential Merger Partners with Marketing Function Employees (MFEs)

None

358.7(f)(1)
Job Titles/Descriptions of Transmission Function Employees (TFEs)

List of Transmission Function Employees

358.7(f)(2)
Position Transfers between Transmission Function Employees (TFEs)/Marketing Function Employees (MFEs)

None

358.7(i)
Waivers: “means the determination by a transmission provider, if authorized by its tariff, to waive any provisions of its tariff for a given entity.”

None